-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FzIDeRbm2fFV/a7QnJ41TF6G9DMKRfv0yiX8v3RZOjAHUkZlNbx6juFV8Guoqpwx DuFOQmnOSk6znFx73Pmcsg== 0000950149-03-000243.txt : 20030206 0000950149-03-000243.hdr.sgml : 20030206 20030205201758 ACCESSION NUMBER: 0000950149-03-000243 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030206 GROUP MEMBERS: EDWARD D. BAKER III SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BARRA INC /CA CENTRAL INDEX KEY: 0000878483 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 942993326 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-42152 FILM NUMBER: 03541535 BUSINESS ADDRESS: STREET 1: 2100 MILVIA ST CITY: BERKELEY STATE: CA ZIP: 94704-1113 BUSINESS PHONE: 5105485442 MAIL ADDRESS: STREET 1: 2100 MILVIA STREET CITY: BERKELEY STATE: CA ZIP: 94704 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BAKER EDWARD D CENTRAL INDEX KEY: 0000901134 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 395 HAMPTON ROAD CITY: PIEDMONT STATE: CA ZIP: 94611 BUSINESS PHONE: 5106494564 MAIL ADDRESS: STREET 1: 395 HAMPTON ROAD CITY: PIEDMONT STATE: CA ZIP: 94611 SC 13G 1 f87226sc13g.htm SCHEDULE 13G sc13g
 

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

SCHEDULE 13G
(Rule 13d-102)

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULES 13d-1(b),(c), AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13d-2(b)
(Amendment No. 10)1

Barra, Inc.


(Name of Issuer)

Common Stock


(Title of Class of Securities)

068313-10-5


(CUSIP Number)

February 4, 2002


(Date of Event Which Requires Filing of this Statement)

     Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

      [   ]  Rule 13d-1(b)

      [   ]  Rule 13d-1(c)

      [X]  Rule 13d-1(d)

      1  The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

      The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act, but shall be subject to all other provisions of the Act (however, see the Notes).


 

         
CUSIP No.   068313-10-5   13G   Page 2 of 5 Pages
         

1. NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
  Edward D. Baker III

2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)        o
(b)        o

3. SEC USE ONLY  
         

4. CITIZENSHIP OR PLACE OF ORGANIZATION
  United States of America      

    5. SOLE VOTING POWER  
NUMBER OF   1,378,975
SHARES
BENEFICIALLY 6. SHARED VOTING POWER
OWNED BY   0
EACH
REPORTING 7. SOLE DISPOSITIVE POWER  
PERSON   1,378,975
WITH
    8. SHARED DISPOSITIVE POWER  
      0

9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON  
  1,378,975

10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES  
  Not Applicable     o

11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)  
  6.97%

12. TYPE OF REPORTING PERSON  
  IN


 

         
CUSIP No.   068313-10-5   13G   Page 3 of 5 Pages
     
ITEM 1(a)   NAME OF ISSUER
    Barra, Inc.
     
ITEM 1(b)   ADDRESS OF ISSUER’S PRINCIPAL EXECUTIVE OFFICES
    2100 Milvia Street
Berkeley, California 94704
     
ITEM 2(a)   NAME OF PERSON FILING
    Edward D. Baker III
     
ITEM 2(b)   ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE
    395 Hampton Road, Piedmont, California 94611
     
ITEM 2(c)   CITIZENSHIP OR PLACE OF ORGANIZATION
    United States of America
     
ITEM 2(d)   TITLE OF CLASS OF SECURITIES
    Common Stock
     
ITEM 2(e)   CUSIP NUMBER
    068313-10-5
     
ITEM 3.   IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b), OR
13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A:
    Not Applicable
     
ITEM 4.   OWNERSHIP
    The information required by this Item 4 is set forth on the cover page of this Schedule 13G in Items 5-11 thereof and such Items are incorporated herein by reference. See also Item 6 below. The share amounts and percentages reported as beneficially owned by the Reporting Person in this Schedule 13G are based upon 19,797,862 shares of the Issuer’s Common Stock outstanding as of November 6, 2002 as reported on the Issuer’s 10-Q for the period ended September 30, 2002.

 


 

         
CUSIP No.   068313-10-5   13G   Page 4 of 5 Pages
     
ITEM 5.   OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS
    Not Applicable
     
ITEM 6.   OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON
    The shares of Common Stock of the Issuer beneficially owned by the Reporting Person may be subject to community property laws where applicable.
     
ITEM 7.   IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH
ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING
COMPANY
    Not Applicable
     
ITEM 8.   IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP
    Not Applicable
     
ITEM 9.   NOTICE OF DISSOLUTION OF GROUP
    Not Applicable
     
ITEM 10.   CERTIFICATION
    By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 


 

         
CUSIP No.   068313-10-5   13G   Page 5 of 5 Pages

SIGNATURE

     After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

     
    January 31, 2003
   
    Date
     
    /s/ Edward D. Baker III
   
    Signature
     
    Edward D. Baker III
   
    Name/Title

  -----END PRIVACY-ENHANCED MESSAGE-----